Senior Auditor III

Overview

Position Summary

Conduct regulatory compliance focused internal audits for assigned processes, departments, and/or divisions throughout the organization. The areas of regulatory compliance will include, but won’t be limited to the BSA/AML,OFAC, and consumer compliance.

Responsibilities

 

 

Duties and Responsibilities:

  1. Plan, lead, and perform audits; analyze the results of audit work; prepare and review work papers to support conclusions; develop recommendations, summarize audit results, conduct entrance and exit meetings, draft audit reports, and resolve outstanding issues.
  2. Determine purpose, scope and approach based on review of key processes and controls, evaluation of previous audits and findings, and interviews with clients to identify gaps and opportunities to explore through the assessment/audit. Continually raise the bar on controls and processes to minimize risks to the company.
  3. Research issues and make recommendations to improve process and/or procedures as needed to minimize exposure to risk and fraud.
  4. Build strong working relationships with business unit management to ensure that company risks are openly discussed and addressed with a focus on problem solving for the ultimate benefit of the organization.
  5. Track audit findings to ensure management adequately addresses identified risks and controls weaknesses in a timely manner.
  6. Respond to client questions and concerns, educating and/or explaining the risks of the current practices.
  7. Perform other related duties as assigned.

Qualifications

Education/Experience:

 

Other Qualifications and Skills:

 

 

“The Bancorp is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, among other things, or status as a qualified individual with disability." 

The Bancorp is an Equal Opportunity Employer

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